Being new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.
complquery Latest Questions
Matt_smithContributor
In you opinion, will adherence to ESG strategy impacts the performance of the fund negatively compared to non ESG funds (assuming investment in same asst classes) by limiting the scope of investment?
Which OMS do you prefer for investment compliance monitoring and why?
Should asset managers consider a security illiquid if they are in possession of material non public information on its issuer?