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ESG Vendors
Most Preferred - Sustainalytics. Longest in the game I would say MSCI. Vendor to watch out for. - CLARITY AI Honourable mention : Refinitiv, Bloomberg Vendors that need to up their game : Moody's ESG
Most Preferred – Sustainalytics. Longest in the game I would say MSCI. Vendor to watch out for. – CLARITY AI
Honourable mention : Refinitiv, Bloomberg
Vendors that need to up their game : Moody’s ESG
See lessSec 22e-4 Liquidity Risk Management Program
In my opinion - Yes. If you hold mnpi on an issuer, you (without getting into unfair practice) cannot act on that mnpi which means if its negative news hitting the market, you cannot offload your holdings. Now there are multiple school of thoughts but while dealing with SEC, I try to be conservativeRead more
In my opinion – Yes. If you hold mnpi on an issuer, you (without getting into unfair practice) cannot act on that mnpi which means if its negative news hitting the market, you cannot offload your holdings. Now there are multiple school of thoughts but while dealing with SEC, I try to be conservative as SEC is silent on these scenarios. Since each fund has to devise its own classification of Liquidity buckets, I tend to mark any sell restriction in 40 act accounts as Illiquid.
See lessInvestable universe for ESG funds
In its present form 'NO' since regulations around ESG investing are still clouded in doubts. Last few months we have seen ESG portfolios holding Fossil fuel related business, or issuers self certifying their securities as Green Bonds. The scope of ESG investment has not yet been limited to have a huRead more
In its present form ‘NO’ since regulations around ESG investing are still clouded in doubts. Last few months we have seen ESG portfolios holding Fossil fuel related business, or issuers self certifying their securities as Green Bonds. The scope of ESG investment has not yet been limited to have a huge material impact on fund’s performance. Certainly with clearer regulations and stringent regulatory monitoring, it would be interesting to see how ESG performs with their non ESG counterparts
See lessPreferred OMS for Compliance monitoring
For me it comes down to 1 question : what % of my compliance monitoring can I automate with the help of OMS. For your requirement if you can automate almost 70% of your monitoring requirements, its a good system.
For me it comes down to 1 question : what % of my compliance monitoring can I automate with the help of OMS. For your requirement if you can automate almost 70% of your monitoring requirements, its a good system.
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