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Matt_smith

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    Asked: March 29, 2022In: ESG

    Investable universe for ESG funds

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    In you opinion, will adherence to ESG strategy impacts the performance of the fund negatively compared to non ESG funds (assuming investment in same asst classes) by limiting the scope of investment?

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    Asked: March 28, 2022In: General

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    Which OMS do you prefer for investment compliance monitoring and why?

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    Asked: March 28, 2022In: Regulatory

    Sec 22e-4 Liquidity Risk Management Program

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    Should asset managers consider a security illiquid if they are in possession of material non public information on its issuer?

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    Asked: March 28, 2022In: Regulatory

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    Should securitized bonds be included in the latest amendment to sec 12d1 of 40 Act

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    Asked: March 28, 2022In: ESG

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    Asked: March 28, 2022In: General

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