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Asked: December 11, 20232023-12-11T22:29:48+00:00 2023-12-11T22:29:48+00:00In: Regulatory

While calculating 5/10/40 UCITDS rule should we be excluding TD (term deposit)

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Explain if we can exclude TD (term deposit) while we create 5/10/40 rule in OMS ( order management system)

5/10/40regulatoryucits
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    2023-12-11T22:38:50+00:00Added an answer on December 11, 2023 at 10:38 pm

    **Term deposits** are **excluded** from the calculation of the 5/10/40 rule, as they are not considered as transferable securities or other eligible assets for UCITS funds . Term deposits are fixed-term contracts with a bank or financial institution that pay a fixed interest rate at maturity. They aRead more

    **Term deposits** are **excluded** from the calculation of the 5/10/40 rule, as they are not considered as transferable securities or other eligible assets for UCITS funds . Term deposits are fixed-term contracts with a bank or financial institution that pay a fixed interest rate at maturity. They are not traded on a regulated market and do not have a diversified issuer.

    You can find more information about the UCITS investment and borrowing powers in the FCA Handbook and the ESMA Q&A I hope this helps you. 😊

    Source:
    (1) ESMA updates its Q&As on the UCITS Directive
    (2) Chapter 5 Investment and borrowing powers – FCA Handbook. https://www.handbook.fca.org.uk/handbook/COLL/5.pdf.
    (3) COLL 5.2 General investment powers and limits for UCITS schemes. https://www.handbook.fca.org.uk/handbook/COLL/5/2.html.

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