Do you agree with the proposed threshold of 80% of the minimum proportion of investments for the use of any ESG-, or impact-related words in the name of a fund?
complquery Latest Questions
I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
Is Climate Bond Standard Board a regulatory body?
What are the key skillset required for a compliance officer role?
prof.mattsmithBeginner
What is the most challenging financial instrument from a compliance monitoring perspective?
What’s the biggest fine any company has paid for breach of guidelines?
In your opinion, which regulatory framework is more investment friendly?
What are transferable securities as defined in UCITS?
Doctor_WhoBeginner
What the the biggest challenges you face related to Investment compliance monitoring? It can be system related, process related or people related.
Being new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.