I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
complquery Latest Questions
Which OMS do you prefer for investment compliance monitoring and why?
What is a Wash Sale and what controls can investment compliance put in place to monitor Wash Sale?
What benefits does investment compliance bring to the stakeholder(s)?
Matt_smithContributor
In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
As a compliance officer, what part of your job do you find most challenging?
Being new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.
What are the key skillset required for a compliance officer role?
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
prof.mattsmithBeginner
What is the most challenging financial instrument from a compliance monitoring perspective?