Which OMS do you prefer for investment compliance monitoring and why?
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Anonymous
Asked: December 9, 2022In: General
In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
Anonymous
Asked: December 21, 2022In: General
Anonymous
Asked: December 21, 2022In: General
What benefits does investment compliance bring to the stakeholder(s)?
Anonymous
Asked: October 13, 2022In: General
Being new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.
Anonymous
Asked: November 5, 2022In: General
What are the key skillset required for a compliance officer role?
Anonymous
Asked: December 21, 2022In: General
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
What is the most challenging financial instrument from a compliance monitoring perspective?