Should asset managers consider a security illiquid if they are in possession of material non public information on its issuer?
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Should securitized bonds be included in the latest amendment to sec 12d1 of 40 Act
Anonymous
Asked: December 11, 2023In: Regulatory
Explain if we can exclude TD (term deposit) while we create 5/10/40 rule in OMS ( order management system)
What are transferable securities as defined in UCITS?
Anonymous
Asked: December 10, 2023In: Regulatory