What benefits does investment compliance bring to the stakeholder(s)?
What benefits does investment compliance bring to the stakeholder(s)?
Read lessExplain if we can exclude TD (term deposit) while we create 5/10/40 rule in OMS ( order management system)
Explain if we can exclude TD (term deposit) while we create 5/10/40 rule in OMS ( order management system)
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What are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa? Read more
What are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa?
I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
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What is BQL in Aladdin Application by Blackrock. Is this language proprietory to Blackrock or an universal language used by BRS.
What is BQL in Aladdin Application by Blackrock. Is this language proprietory to Blackrock or an universal language used by BRS.
Read lessIs Climate Bond Standard Board a regulatory body?
Is Climate Bond Standard Board a regulatory body?
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How long of a transitional period is sufficient for ESG transition of an existing fund?
How long of a transitional period is sufficient for ESG transition of an existing fund?
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As a compliance officer, what part of your job do you find most challenging?
As a compliance officer, what part of your job do you find most challenging?
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Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
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