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Social Network for Investment Compliance and Compliance advisory information. All these at your finger tip. Currently, this segment is very niche and finding accurate information is very tricky and mostly no one is around to answer your question.
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
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I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
Read lessWhat benefits does investment compliance bring to the stakeholder(s)?
What benefits does investment compliance bring to the stakeholder(s)?
Read lessIs Climate Bond Standard Board a regulatory body?
Is Climate Bond Standard Board a regulatory body?
Read lessWho is a better vendor for ESG related data in your opinion?
Who is a better vendor for ESG related data in your opinion?
Read lessIn your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
Read lessShould securitized bonds be included in the latest amendment to sec 12d1 of 40 Act
Should securitized bonds be included in the latest amendment to sec 12d1 of 40 Act
Read lessShould asset managers consider a security illiquid if they are in possession of material non public information on its issuer?
Should asset managers consider a security illiquid if they are in possession of material non public information on its issuer?
Read lessWhich OMS do you prefer for investment compliance monitoring and why?
Which OMS do you prefer for investment compliance monitoring and why?
Read lessIn you opinion, will adherence to ESG strategy impacts the performance of the fund negatively compared to non ESG funds (assuming investment in same asst classes) by limiting the scope of investment?
In you opinion, will adherence to ESG strategy impacts the performance of the fund negatively compared to non ESG funds (assuming investment in same asst classes) by limiting the scope of investment?
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