Do you agree with the need to introduce quantitative ESG thresholds to assess funds’ names?
Do you agree with the need to introduce quantitative ESG thresholds to assess funds’ names?
Read lesscomplquery Latest Questions
Matt_smithContributor
Should securitized bonds be included in the latest amendment to sec 12d1 of 40 Act
Should securitized bonds be included in the latest amendment to sec 12d1 of 40 Act
Read less
How long of a transitional period is sufficient for ESG transition of an existing fund?
How long of a transitional period is sufficient for ESG transition of an existing fund?
Read lessWhat are the key skillset required for a compliance officer role?
What are the key skillset required for a compliance officer role?
Read lessShould asset managers consider a security illiquid if they are in possession of material non public information on its issuer?
Should asset managers consider a security illiquid if they are in possession of material non public information on its issuer?
Read less
What are transferable securities as defined in UCITS?
What are transferable securities as defined in UCITS?
Read less
prof.mattsmithBeginner
What is the most challenging financial instrument from a compliance monitoring perspective?
What is the most challenging financial instrument from a compliance monitoring perspective?
Read less
Matt_smithContributor
In you opinion, will adherence to ESG strategy impacts the performance of the fund negatively compared to non ESG funds (assuming investment in same asst classes) by limiting the scope of investment?
In you opinion, will adherence to ESG strategy impacts the performance of the fund negatively compared to non ESG funds (assuming investment in same asst classes) by limiting the scope of investment?
Read lessBeing new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.
Being new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.
Read lessWhich OMS do you prefer for investment compliance monitoring and why?
Which OMS do you prefer for investment compliance monitoring and why?
Read less