Should securitized bonds be included in the latest amendment to sec 12d1 of 40 Act
Should securitized bonds be included in the latest amendment to sec 12d1 of 40 Act
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Doctor_WhoBeginner
What the the biggest challenges you face related to Investment compliance monitoring? It can be system related, process related or people related.
What the the biggest challenges you face related to Investment compliance monitoring? It can be system related, process related or people related.
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Do you agree with the proposed threshold of 80% of the minimum proportion of investments for the use of any ESG-, or impact-related words in the name of a fund?
Do you agree with the proposed threshold of 80% of the minimum proportion of investments for the use of any ESG-, or impact-related words in the name of a fund?
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Matt_smithContributor
Who is a better vendor for ESG related data in your opinion?
Who is a better vendor for ESG related data in your opinion?
Read lessWhat are transferable securities as defined in UCITS?
What are transferable securities as defined in UCITS?
Read lessWhat benefits does investment compliance bring to the stakeholder(s)?
What benefits does investment compliance bring to the stakeholder(s)?
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Matt_smithContributor
In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
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prof.mattsmithBeginner
What is the most challenging financial instrument from a compliance monitoring perspective?
What is the most challenging financial instrument from a compliance monitoring perspective?
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I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
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