Explain if we can exclude TD (term deposit) while we create 5/10/40 rule in OMS ( order management system)
Explain if we can exclude TD (term deposit) while we create 5/10/40 rule in OMS ( order management system)
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Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
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Matt_smithContributor
In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
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Is Climate Bond Standard Board a regulatory body?
Is Climate Bond Standard Board a regulatory body?
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What are transferable securities as defined in UCITS?
What are transferable securities as defined in UCITS?
Read lessShould asset managers consider a security illiquid if they are in possession of material non public information on its issuer?
Should asset managers consider a security illiquid if they are in possession of material non public information on its issuer?
Read lessWhich OMS do you prefer for investment compliance monitoring and why?
Which OMS do you prefer for investment compliance monitoring and why?
Read lessWhat are the key skillset required for a compliance officer role?
What are the key skillset required for a compliance officer role?
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I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
I have no prior working experience. However, I have an opportunity with a top Investment Management firm in their Investment Compliance Division. Should I join? How lucrative is the Investment compliance division of an Investment Management firm?
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