Lost your password? Please enter your email address. You will receive a link and will create a new password via email.
Please briefly explain why you feel this question should be reported.
Please briefly explain why you feel this answer should be reported.
Please briefly explain why you feel this user should be reported.
Social Network for Investment Compliance and Compliance advisory information. All these at your finger tip. Currently, this segment is very niche and finding accurate information is very tricky and mostly no one is around to answer your question.
Please login to vote and see the results.
What is BQL in Aladdin Application by Blackrock. Is this language proprietory to Blackrock or an universal language used by BRS.
What is BQL in Aladdin Application by Blackrock. Is this language proprietory to Blackrock or an universal language used by BRS.
Read less
What are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa? Read more
What are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa?
As a compliance officer, what part of your job do you find most challenging?
As a compliance officer, what part of your job do you find most challenging?
Read lessShould any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Read lessDo you agree to include an additional threshold of at least 50% of minimum proportion of sustainable investments for the use of the word “sustainable” or any other sustainability-related term in the name of the fund?
Do you agree to include an additional threshold of at least 50% of minimum proportion of sustainable investments for the use of the word “sustainable” or any other sustainability-related term in the name of the fund?
Read less
Do you agree with the need to introduce quantitative ESG thresholds to assess funds’ names?
Do you agree with the need to introduce quantitative ESG thresholds to assess funds’ names?
Read less
Do you agree with the proposed threshold of 80% of the minimum proportion of investments for the use of any ESG-, or impact-related words in the name of a fund?
Do you agree with the proposed threshold of 80% of the minimum proportion of investments for the use of any ESG-, or impact-related words in the name of a fund?
Read lessWhat are the key skillset required for a compliance officer role?
What are the key skillset required for a compliance officer role?
Read lessWhat is the most challenging financial instrument from a compliance monitoring perspective?
What is the most challenging financial instrument from a compliance monitoring perspective?
Read lessWhat’s the biggest fine any company has paid for breach of guidelines?
What’s the biggest fine any company has paid for breach of guidelines?
Read less
