Should securitized bonds be included in the latest amendment to sec 12d1 of 40 Act
Should securitized bonds be included in the latest amendment to sec 12d1 of 40 Act
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Matt_smithContributor
In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?
Read lessIs Climate Bond Standard Board a regulatory body?
Is Climate Bond Standard Board a regulatory body?
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What are transferable securities as defined in UCITS?
What are transferable securities as defined in UCITS?
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As a compliance officer, what part of your job do you find most challenging?
As a compliance officer, what part of your job do you find most challenging?
Read lessBeing new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.
Being new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.
Read lessWhat are the key skillset required for a compliance officer role?
What are the key skillset required for a compliance officer role?
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Doctor_WhoBeginner
What the the biggest challenges you face related to Investment compliance monitoring? It can be system related, process related or people related.
What the the biggest challenges you face related to Investment compliance monitoring? It can be system related, process related or people related.
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What are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa? Read more
What are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa?
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
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