What benefits does investment compliance bring to the stakeholder(s)?
What benefits does investment compliance bring to the stakeholder(s)?
Read lessLost your password? Please enter your email address. You will receive a link and will create a new password via email.
You must login to ask question.
Please briefly explain why you feel this question should be reported.
Please briefly explain why you feel this answer should be reported.
Please briefly explain why you feel this user should be reported.
Social Network for Investment Compliance and Compliance advisory information. All these at your finger tip. Currently, this segment is very niche and finding accurate information is very tricky and mostly no one is around to answer your question.
What benefits does investment compliance bring to the stakeholder(s)?
What benefits does investment compliance bring to the stakeholder(s)?
Read lessWhat are transferable securities as defined in UCITS?
What are transferable securities as defined in UCITS?
Read lessIs Climate Bond Standard Board a regulatory body?
Is Climate Bond Standard Board a regulatory body?
Read lessHow long of a transitional period is sufficient for ESG transition of an existing fund?
How long of a transitional period is sufficient for ESG transition of an existing fund?
Read lessAs a compliance officer, what part of your job do you find most challenging?
As a compliance officer, what part of your job do you find most challenging?
Read lessBeing new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.
Being new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.
Read lessWhat are the key skillset required for a compliance officer role?
What are the key skillset required for a compliance officer role?
Read lessWhat are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa? Read more
What are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa?
Read lessDo you agree to include an additional threshold of at least 50% of minimum proportion of sustainable investments for the use of the word “sustainable” or any other sustainability-related term in the name of the fund?
Do you agree to include an additional threshold of at least 50% of minimum proportion of sustainable investments for the use of the word “sustainable” or any other sustainability-related term in the name of the fund?
Read lessShould any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Read less