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Social Network for Investment Compliance and Compliance advisory information. All these at your finger tip. Currently, this segment is very niche and finding accurate information is very tricky and mostly no one is around to answer your question.
Do you agree to include an additional threshold of at least 50% of minimum proportion of sustainable investments for the use of the word “sustainable” or any other sustainability-related term in the name of the fund?
Do you agree to include an additional threshold of at least 50% of minimum proportion of sustainable investments for the use of the word “sustainable” or any other sustainability-related term in the name of the fund?
Read lessWhat the the biggest challenges you face related to Investment compliance monitoring? It can be system related, process related or people related.
What the the biggest challenges you face related to Investment compliance monitoring? It can be system related, process related or people related.
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How long of a transitional period is sufficient for ESG transition of an existing fund?
How long of a transitional period is sufficient for ESG transition of an existing fund?
Read lessWhat benefits does investment compliance bring to the stakeholder(s)?
What benefits does investment compliance bring to the stakeholder(s)?
Read lessShould any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Should any new regulation be extended to closed-ended funds which have terminated their subscription period before the application date of the said regulation?
Read lessWhat’s the biggest fine any company has paid for breach of guidelines?
What’s the biggest fine any company has paid for breach of guidelines?
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As a compliance officer, what part of your job do you find most challenging?
As a compliance officer, what part of your job do you find most challenging?
Read lessWhat are the key skillset required for a compliance officer role?
What are the key skillset required for a compliance officer role?
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What are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa? Read more
What are the challenges and opportunities faced by UCITS (Undertakings for Collective Investment in Transferable Securities) when marketing outside Europe, particularly in regions such as Asia, Latin America, and the Middle East/Africa?
Is Climate Bond Standard Board a regulatory body?
Is Climate Bond Standard Board a regulatory body?
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