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Social Network for Investment Compliance and Compliance advisory information. All these at your finger tip. Currently, this segment is very niche and finding accurate information is very tricky and mostly no one is around to answer your question.

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Matt_smith
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Matt_smithContributor
Asked: March 28, 2022In: ESG

ESG Vendors

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Who is a better vendor for ESG related data in your opinion?

Who is a better vendor for ESG related data in your opinion?

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esgmscisustainalytics
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  • 105 Views
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Matt_smith
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Matt_smithContributor
Asked: March 28, 2022In: Regulatory

Sec 22e-4 Liquidity Risk Management Program

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Should asset managers consider a security illiquid if they are in possession of material non public information on its issuer?

Should asset managers consider a security illiquid if they are in possession of material non public information on its issuer?

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40 actinvestment companies actliquidity risk management programlrmp
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  • 111 Views
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Matt_smith
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Matt_smithContributor
Asked: March 29, 2022In: ESG

Investable universe for ESG funds

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In you opinion, will adherence to ESG strategy impacts the performance of the fund negatively compared to non ESG funds (assuming investment in same asst classes) by limiting the scope of investment?

In you opinion, will adherence to ESG strategy impacts the performance of the fund negatively compared to non ESG funds (assuming investment in same asst classes) by limiting the scope of investment?

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esg
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Matt_smith
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Matt_smithContributor
Asked: March 28, 2022In: General

Preferred OMS for Compliance monitoring

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Which OMS do you prefer for investment compliance monitoring and why?

Which OMS do you prefer for investment compliance monitoring and why?

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aladdinamundi techbloomberg portcharles rivercrdcrimsmsci risk metrics
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  • 141 Views
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Anonymous
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Anonymous
Asked: October 13, 2022In: General

How Investment Compliance is different from other Compliance

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Being new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.

Being new to the compliance world, the term Investment Compliance is a new term for me. How to differentiate between Investment Compliance and Compliance.

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complianceinvestment compliance
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Matt_smith
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Matt_smithContributor
Asked: March 28, 2022In: General

Organic vs inorganic growth

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In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?

In your opinion and current financial environment, which one is better growth engine between organic and inorganic growth for an asset manager?

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asset managementinorganic growthinvestment complianceorganic growth
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